Alan Wolper Quoted in InvestmentNews

Critics say FINRA proposal on unpaid arbitration awards doesn’t go far enough
By Mark Schoeff, Jr., published May 22, 2017

FINRA is under fire from critics who believe the regulatory body did not go far enough to address unpaid arbitration awards with recently announced proposals. Alan Wolper, co-chair of Ulmer’s Financial Services and Securities Litigation¬†Group states in the article that “[b]eing thrown out of the industry would seem to be much greater incentive [than what FINRA recently proposed], and that already exists. It’s an attempt to appease PIABA and Congress.”