Ulmer Attorney Appointed to Help Lead Cleveland Chapter of Nationwide Organization Ulmer & Berne LLP is pleased to announce that Counsel Stanley D. Prybe has been appointed to serve on the steering committee of Worldwide Employee Benefits Network (WEB) – Cleveland, the organization’s largest chapter. WEB was established in 1983 to further…
Ulmer & Berne LLP is pleased to announce the addition of two new associates to its Cleveland office – Param K. Sahni and Emmanuel Sanders. Mr. Sahni joins the firm’s Business Law Practice Group and Mr. Sanders joins the firm’s Product Liability Practice Group. Mr. Sahni is an experienced business…
From Ulmer’s Broker-Dealer Law Corner Blog By Alan M. Wolper If you are like me, and spend your idle time twiddling around the FINRA website, then you already know that FINRA publishes a variety of mathematical statistics, updated periodically, that provide, along with the sobering tally of the Enforcement actions brought and fines…
The question of whether it is necessary to file a suspicious activity report (SAR) recently became more complex for members of the financial services community. In July, Charles Schwab agreed to pay a $2.8 million civil penalty to the U.S. Securities and Exchange Commission (SEC) as a result of failing…
Paul Harris and Joshua Klarfeld Recognized Among Nation’s Best Up-And-Coming Litigators Ulmer & Berne LLP proudly announces that two of its partners, Paul R. Harris and Joshua A. Klarfeld, have been named to Benchmark Litigation’s “40 & Under Hot List 2018.” This marks the second year in a row that…