With Holly Huffnagle and Oren Segal Monday, March 15, 2021 12:30 – 1:30 p.m. ET CLICK HERE TO REGISTER. Join Ulmer’s Diversity, Equity, and Inclusion Committee for the next session in our “Stop the Hate” series, created in response to increased acts of hate and violence in our country that…
February 25, 2021 – The United States Citizenship and Immigration Services (USCIS) initial registration period for the fiscal year (FY) 2022 H-1B cap is quickly approaching. The registration period will open at 12 p.m. EST on March 9, 2021, and run through 12 p.m. EST on March 25, 2021. The…
Staying current in the financial services industry is crucial in order for professionals to make smart decisions, reduce unnecessary risk, and perform with confidence. Ulmer is hosting a series of webinars that will provide cutting-edge analysis on industry hot topics.
Join Ulmer partners Alan M. Wolper and Michael A. Gross as they address hot topics, including recent rule changes, exam priorities, and other FINRA developments.
February 23, 2021 – U.S. Citizenship and Immigration Services (USCIS) announced that beginning on March 1, 2021, it is reverting to the 2008 version of the naturalization civics test. On Dec. 1, 2020, during the final days of the Trump administration, USCIS implemented a revised naturalization civics test (2020 civics…
Join Frances Floriano Goins and Laura J. Shaw, Associate General Counsel from KeyBank, NA, as they review the myriad regulatory schemes that govern data protection for financial services providers, keying in on both newly enacted and projected additional regulations. They will then look at the increased challenges the global pandemic has created for cybersecurity…
February 16, 2021 – Ulmer & Berne LLP is pleased to announce the addition of two experienced associates to its Cleveland office. Michael J. Scheiman joins the Business Law Practice Group and Emmanuel I. Sanders joins the Product Liability Practice Group. Scheiman is a business attorney who focuses his practice…
Join Heidi E. VonderHeide as she discusses how Regulation Best Interest is being implemented, examines post-effective date guidance and activity by the regulators, and shares what to expect during 2021 exams. Heidi will also look at new developments in the willfulness standard which is frequently applied in enforcement actions brought…
Join Christopher D. Seps as he discusses the rule changes that recently took effect related to FINRA’s expungement process, as well as proposed changes that will likely be approved and take effect in 2021. These changes relate to the expungement of customer complaints from a broker’s CRD record.