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Hot Topics in Financial Services & Securities Litigation Seminar

Ulmer will host its annual discussion of “Hot Topics in Financial Services & Securities Litigation” on November 27. This seminar brings together our talented financial services and securities litigators for a full report from the front lines of the financial services industry. This program will provide up-to-date analysis on: Strategies…

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The Rule 8210 Karma Train Runs FINRA Over

From Ulmer’s Broker-Dealer Law Corner Blog By Alan M. Wolper If you’ve read this blog for even a short while, you know my feelings on Rule 8210, or, more specifically, how FINRA uses that rule, i.e., as a cudgel to keep member firms and their associated persons in line. Endless 8210 requests…

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Media Inquiries

For media inquiries, please contact Alexis Dankovich at 216.583.7174 or 216.406.4357.