Hot Topics in Financial Services & Securities Litigation Seminar

Ulmer hosted its annual discussion of “Hot Topics in Financial Services & Securities Litigation” on November 27, 2018.

This seminar brought together our talented financial services and securities litigators for a full report from the front lines of the financial services industry. This program provided up-to-date analysis on:

  • Strategies for FINRA inquiries and investigations;
  • The year in review regarding consumer litigation;
  • Priorities, initiatives, and trends in SEC enforcement; and
  • Defending secondary liability claims from “failure to warn.”

Please click here to watch or listen to this seminar.