New Blog Post: FINRA Is Bearish On FinTech (For Now) With Its Record Fine Against Robinhood

By Denise Fesdjian

About Broker-Dealer & Investment Adviser Broker-Dealer & Investment Litigation Financial Services Financial Services Regulatory

In a new post to Ulmer’s Broker-Dealer Law Corner blog, Ulmer Associate Denise Fesdjian discusses the Robinhood AWC, her take on that settlement, and what it may mean in the future for the securities industry and for FINRA. To read the full post, click here