Heidi specializes in representing financial institutions, investment advisers, and broker-dealers in litigation matters. Her securities practice involves handling both customer and industry disputes, as well as regulatory matters. She has defended clients in matters pending before FINRA, the NFA, CTFC, SEC, and in state and federal courts.
(B.A., cum laude, 2004)
(J.D., magna cum laude, 2007)
SPECIFIC CASE EXAMPLES
Regulatory Compliance Watch, November 15, 2018, “Four years on and $700,000 in, The Robare Group fights on“