Focusing her practice on securities and commercial litigation, Shipra represents broker-dealers, investment advisors, and registered representatives in a wide range of securities industry related matters. In Financial Industry Regulatory Authority (FINRA) arbitrations, she defends broker-dealers against defamation claims and requests for expungement brought by former registered representatives arising from information reported to FINRA on Form U5s. Additionally, Shipra defends broker-dealers in customer arbitrations involving allegations of suitability issues, unauthorized trading, and other sales practice violations.
Shipra also advises and defends clients in investigations brought by regulators, including FINRA, the Securities and Exchange Commission, and state securities regulators involving compliance with industry regulations regarding suitability, disclosure, recordkeeping, and supervision. In connection with her commercial litigation practice, Shipra represents various corporations and entities in complex business disputes. She advises clients on a diverse range of matters, including contract disputes, real estate disputes, and business tort claims.
(B.S., magna cum laude, 2012)