Hot Topics: Financial Services Update 2009

Questions or registration - contact Renee Close at 216.583.7306 or rclose@ulmer.com

 

Topics will include:

  • Broker-Dealer and Investment Advisor Issues
  • Lessons Learned in Workouts 2009
  • Perspectives on Regulatory Enforcement and Litigation
  • Compliance Risk Management: Detecting and Preventing Fraud
  • Whither (or Whether?) Executive Compensation in 2010?
  • Consumer Class Actions and Other Hot Litigation Issues in the Economic Crisis

Location:

Ulmer & Berne LLP
Skylight Office Tower
1660 West 2nd Street, Suite 1100
Cleveland, OH  44113-1448

Applied for 4.0 hours Ohio, Illinois and Kentucky CLE Credits