Corporate Restructuring and Creditors' Rights 

Representative Experience

Members of Ulmer & Berne’s Corporate Restructuring & Creditors’ Rights group have been involved in a variety of matters including:

Select Chapter 11 Engagements

Debtor Representation

  • Representation of retail family clothing company in Chapter 11 bankruptcy proceedings in Delaware.
  • Representation of specialty consumer electronics retailer in Chapter 11 bankruptcy proceedings in Delaware.
  • Representation of foundry company in Chapter 11 proceedings in the Northern District of Ohio.
  • Representation of franchisee of several local stores of national restaurant chain.  Guided company through Chapter 11 proceedings.
  • Representation of manufacturer of private-label hair and beauty products.  Administered company’s Chapter 11 bankruptcy proceedings and Section 363 sale.
  • Representation of multi-store retailer. Guided company through Chapter 11 proceedings.
  • Representation of steel bar manufacturer with more than $1 billion of annual revenue.  Guided companies through Section 363 sale of operating assets and wind-down of their bankruptcy estates.
  • Representation of real estate company. Guided company through Chapter 11 proceedings.
  • Representation of outpatient imaging centers in Ohio, Illinois, Indiana, Pennsylvania and Florida in Chapter 11 reorganization in the Northern District of Ohio.
  • Representation of Tier 1 automotive parts manufacturer.  Guided Company through Chapter 11 proceedings and confirmation of its plan of liquidation.
  • Representation of accounts receivable management services companies with annual revenue of approximately $175 million.  Guided companies through Section 363 sale of their assets, administration of their Chapter 11 bankruptcies and confirmation of their plan of liquidation.
  • Representation of insurance holding company with six subsidiaries in Chapter 11 proceedings in the Southern District of New York. 
  • Representation of sporting goods franchise.  Guided company through Chapter 11 proceedings and Section 363 sale.
  • Representation of family owned ceramic tile manufacturer.  Guided Company through Chapter 11 and confirmation of its plan of reorganization.

Creditors’ Committee Representation

  • Representation of Creditors' Committee in Chapter 11 case of a leading designer, importer, and distributor of outdoor living garden decor, decorative flags and collegiate products.
  • Representation of co-chair of Creditors’ Committee in Chapter 11 proceedings of on-line retail companies.
  • Representation of Creditors’ Committee in Chapter 11 proceedings of material handling equipment and forklift truck refurbishing company.
  • Representation of Creditors’ Committee in Chapter 11 proceedings of automotive maintenance and repair company.
  • Representation of Creditors’ Committee in Chapter 11 proceedings of minor league baseball club.
  • Representation of Creditors’ Committee in Chapter 11 proceedings of retail debtor.
  • Representation of Creditors’ Committee in Chapter 11 proceedings of steel manufacturing business.

Other Bankruptcy Engagements

  • Representation of a major trucking industry financing company on an ongoing basis in replevin actions, deficiency actions and Bankruptcy Court.
  • Representation of Chapter 11 Trustee of a real estate management and development company.  Assisted with the administration Chapter 11 proceedings and asset dispositions.
  • Representation of Tier 1 automotive parts manufacturer in various bankruptcy litigation matters.
  • Representation of agent bank in automotive parts supplier's Chapter 11 proceedings in the Eastern District of Michigan.
  • Representation of co-proponent of a plan of reorganization in conjunction with its acquisition of several nursing homes.  
  • Advised equity participant in the bankruptcy of a specialty chemical company in Chapter 11 proceedings in the Northern District of New Jersey.        
  • Representation as Special Counsel to Liquidating Trustee in various bankruptcy litigation matters.        
  • Representation of purchaser of assets of an automotive wheel manufacturer in Chapter 11 proceedings in the Northern District of Ohio. 
  • Appointment as Examiner in Chapter 11 proceedings.
  • Representation of bond trustee in retail hardware chain's Chapter 11 proceedings in the Northern District of Ohio.
  • Representation of local municipality in connection with thermal energy provider’s Chapter 11 bankruptcy proceedings.
  • Representation of Secured Creditor in real estate company’s bankruptcy proceeding.
  • Representation of physicians in successful effort to block sale of hospital in Chapter 11 proceedings in Delaware.
  • Representation of landlord in commercial tenant’s bankruptcy proceedings.
  • Representation as Special Counsel to Chapter 11 Trustee.  Assisted with the disposition of business assets of a mid-Ohio company.
  • Representation of distributor of videotapes in Chapter 11 proceedings in Nevada. 
  • Representation as real estate counsel to regional automotive service company.  Assisted with the sale of 80 stores in a Section 363 sale.

Receivership Engagements

  • Representation of court-appointed Receiver of an Ohio-based manufacturing and welding company.  Represented Receiver with respect to on-going business maintenance, asset sale and other organizational and legal matters.
  • Representation of court-appointed Receiver of an Ohio-based company specializing in the production and repair of railroad track and machinery.  Represented Receiver with respect to operation of business and administration of assets for the benefit of creditors.
  • Representation of court-appointed Receiver of an Ohio-based aluminum manufacturing and processing company.  Represented Receiver with respect to administration of assets, business maintenance, asset sale and other operational and legal matters.
  • Representation of court-appointed Receiver of a local recreational club.  Represented Receiver with respect to asset sales and administration of assets for the benefit of creditors.
  • Representation of court-appointed Receiver of a retail catalogue company.  Represented Receiver with respect to operation of business and administration of assets for the benefit of creditors.

 Loan Transactions, Work-Outs & Restructurings

 Borrower Representation

  • Representation of Midwest-based manufacturer in an $11.4 million refinancing with lender, including an $8.2 million debt refinancing, a $3.2 million letter of credit and bond refunding and $2.5 million in equipment financing.
  • Representation of Ohio-based regional owner and operator of retail centers in connection with the refinancing of four strip shopping center and commercial building complexes in Stark County, Ohio.
  • Representation of borrower in a $21 million secured loan transaction in which the collateral securing the loan included an aircraft.  
  • Representation of Ohio-based auto and marine supplier in the negotiation and consummation of a loan agreement for $3 million from a Cincinnati-based bank. 
  • Representation of local developer in a $7.5 million construction financing to rehabilitate and convert industrial space into office space. 
  • Representation of local real estate development company with respect to various commercial matters.
  • Representation of Borrower in work-out of several parcels of real estate involving national lenders.
  • Representation of major lifestyle center developer in retail tenant work-out issues.

Lender Representation

  • Representation of lender in the refinancing of a $40 million credit facility to an Ohio-based construction company and supplier of construction materials. 
  • Representation in the $21 million refinancing of an apartment project with HUD under Section 223(a)(7). 
  • Representation of lender in a $24.5 million loan to refinance a hotel facility in Ohio.   
  • Representation of agent bank in automotive parts supplier's Chapter 11 proceedings in the Eastern District of Michigan.
  • Representation of lender in an $11 million loan in a multi-traunch transaction to refinance of the existing phase of an Ohio office park and the construction of a second phase of the office park. 
  • Representation of lender in an $11 million loan to refinance an office park in Kentucky. 
  • Representation of lender in a $6.5 million loan to refinance an office building in Kentucky. 
  • Representation of a Michigan-based mezzanine lender in a loan work-out involving a seller of motorcycle parts and accessories.  The unique borrower only sold goods via the Internet and through catalogs.  In a secured-party sale, the mezzanine lender recovered almost twice the estimated liquidation value of the collateral. 
  • Representation as Special Counsel to a union pension fund in the completion and potential restructuring of a $31 million mini-perm construction loan.  Representation of senior lender, a national bank and its syndicates, in the negotiation and drafting of a forbearance agreement on a residential condominium conversion loan in the amount $54 million.
  • Representation as counsel to a national bank in the successful work-out of a $25 million condominium conversion loan, including creation of a forbearance arrangement with borrower and ultimate third party sale of the property.
  • Representation of large Cleveland-based financial institution in the restructuring and extension of two real estate loans and a related swap transaction in the aggregate amount of $1.5 million. 
  • Representation as real estate counsel to bank in loan work-out involving several retail centers pledged as collateral by borrower.

Distressed M&A

  • Representation as Special Counsel to Chapter 11 Trustee.  Assisted with the disposition of business assets of a mid-Ohio company through Section 363 sales. 
  •  Representation of seller in the sale of client’s surgical instrument division to a Philadelphia-based publicly traded surgical instrument manufacturer and distributor.
  • Representation of buyer in the acquisition of a Cleveland-based printing company. 
  • Representation of seller in Section 363 sale of approximately 700 properties of convenience store chain. 
  • Representation of seller in Section 363 sale of 80 stores of automotive service company.
  •  Representation of Receiver as seller of the assets of an Ohio-based aluminum manufacturing and processing company.
  • Representation of a publicly traded (Nasdaq) telecommunications company in various acquisitions of wireless and wireline telecommunications companies, including $2.3 billion acquisition of cellular telephone company.
  • Representation of Receiver as seller of the assets of an Ohio-based manufacturing and welding company.
  • Representation of seller in Section 363 sale of assets of a Tier 1 automotive parts manufacturer. 
  • Representation of one of Ohio’s fastest growing waste disposal companies in several strategic acquisitions as well as a new senior bank credit facility and the private placements of new equity interests.
  • Representation of seller in Section 363 sale of assets of a private-label hair and beauty products manufacturer. 
  • Representation of secured lender in the divestiture of four or more foundries located in Ohio, Oklahoma, Texas, Indiana and New York.
  • Representation of seller in Section 363 sale of assets of accounts receivable management services companies.  
  • Representation of Receiver as seller of an Ohio-based company specializing in the production and repair of railroad track and machinery.
  • Representation of Debtor in bankruptcy case involving the liquidation of a home health company.