Ken has extensive experience in complex commercial and business litigation representing financial institutions. His expertise includes trade secrets/unfair competition; broker-dealer defense; FCM/IB defense; SEC, CFTC, FINRA, NFA, and Exchange investigations and enforcement actions; contract disputes and large debt collections. He has defended class actions in New York and Chicago federal courts. He also regularly represents financial institutions in arbitration actions at the NFA, FINRA, NYSE and AAA.