Publications/Presentations 
Presentations
 

"PR Through the Eyes of the Lawyers,” Legal PR Chicago (June 2010)

“Broker-Dealer and Investment Advisor Issues,” Hot Topics: Financial Services Update 2009 (December 2009)

“Investor and Fiduciary Due Diligence Practices Post-Madoff: Trends and Best Practices,” NSCP Midwest Regional Conference (April 2009)

“Hedge Funds and Insider Trading – Managing Non-Public Information,” NSCP National Meeting (October 2008)

“”Workshop on Litigation and Enforcement Actions Surrounding Hedge Funds and Other Alternative Investments,” NSCP Midwest Regional Meeting (May 2008)

“Regulatory Convergence of Investment Advisers and Broker-Dealers,” Illinois Securities Industry Association (January 2008)

“Hedge Fund Enforcement and Regulatory Developments,” Opal Alternative Investing Summit (December 2007)

“Internal Exams and Audits,” NSCP Midwest Regional Meeting (April 2007)

 Publications 

"Market Abuse and Insider Dealing, U.S. Issues," Investment Management: Law and Practice, Oxford University Press (2010)

“The Reyes Backdating Conviction: What’s Next for Criminal Defendants and Civil Litigants?” Volume 23, Issue 7, of Corporate Officers & Directors Liability and Volume 22, Issue 7, of Delaware Corporate (October 2007)

“Legal Affairs: Hedge Your Liabilities – Tips for Preventing Hedge Fund Manager Liability,” Smart Business Magazine (October 2007)

“Legal Affairs: Above Board – Protecting Yourself from SEC Violations,” Smart Business Magazine (April 2007)

“Strategic Approaches for Managing Shareholder Litigation Arising from Options Investigations,” American Conference Institute’s symposium on Options Granting Investigations (October 2006)