Publications
"The Ramifications of the Sarbanes-Oxley Act for Private Companies," The Leading Edge (Spring 2003)
 
"Accountants Serving as Securities Salespersons: Some Cautionary Notes," Ulmer & Berne LLP Business and Tax Law Letter (Spring 2001)

"SEC Looks to Tighten Rules for Fair Disclosure," Crain's Cleveland Business (March 27, 2000)

Presentations

"The Latest from the SEC and Federal Reserve – Important Regulatory and Enforcement Actions," Hot Topics: Financial Services Update 2008 (December 2008)

"Hedge Funds," Hot Topics: Financial Services Update 2007 (November 2007)

“Responding to Federal and State Securities Regulatory Investigations,” Cleveland Bar Association Securities Law Institute (February 2007)

"Investment Advisers: Navigating the Regulatory Shoals," Hot Topics: Financial Services Update 2006 (May 2006)

"A Play-by-Play Guide to Internal Investigations," Slam Dunk Corporate Governance (February 2006)

“Venture Capital in the 21st Century,”  SpeakOut Live, Cablevision Public Affairs Television Program (December 1999)

“Dealing with Federal and State Securities Regulatory Authorities,” Cleveland Bar Association Business Litigation Institute (December 1999)

“Corporate Governance Developments - Fiduciary Duties in Change of Control Situations,” Cleveland Bar Association Securities Law Institute (February 1999)

“Impact of the Private Securities Litigation Reform Act,” Ohio Securities Conference, Ohio Department of Commerce, Division of Securities (October 1997)

“Securities Litigation After the Reform Act,” Cleveland Bar Association Securities Law Institute (February 1997)